Provisional Agenda

Stream 1
Stream 2

WELCOME: THE OUTLOOK FOR COMPLIANCE & REGTECH

  • How is the financial services industry addressing the challenges presented by ever more complex regulatory requirements?
  • How do financial institutions ensure they are familiar with the range and depth of RegTech solutions available?

PANEL: THE CHIEF COMPLIANCE OFFICER PERSPECTIVE

  • What issues are at the top of the agenda for the CCO?
  • How do CCOs perceive the RegTech challenge and how do they decide on internal and external resources to be allocated to address it?
  • What do leaders of compliance functions need to do to keep their organisations ahead of the competition?

PRESENTATION: RESEARCH ON REGTECH INVESTMENT TRENDS, COMPANY GROWTH AND BUSINESS PARTNERSHIPS

  • What are the hottest areas for investment?
  • Which companies and subsectors are the fastest growing and why?
  • Which institutions are leading the way by building successful FinTech partnerships?

PANEL: THE REGULATORS’ PERSPECTIVE

  • What are regulators doing to support RegTech innovation within their jurisdictions?
  • How can financial institutions and RegTech companies engage with regulators to build a collaborative regulatory framework?
  • What can be done to make it easier for RegTech companies to operate across borders?

PRESENTATION: DELIVERING SUPERIOR ENTERPRISE INFORMATION ARCHIVING & SUPPORT

  • How are leading financial institutions coping after MiFID II and in what areas do they need help?

PRESENTATION: MEETING THE GDPR CHALLENGE

  • What is the most effective way to use technology to ensure cost-efficient GDPR compliance?

PANEL: GDPR – THREE DAYS TO GO. IS THE INDUSTRY READY?

  • How will GDPR change the way financial institutions conduct their business?
  • How prepared are financial services companies and what problems may arise?
  • How will cryptocurrency regulation develop over the next year?
  • What can be done at this stage if organisations have still not incorporated new technology solutions?

PRESENTATION: THE REGTECH CHALLENGE FOR REGULATORS

  • What should be the role of regulators in creating a supportive environment for RegTech innovation?
  • What have been the most successful initiatives undertaken by the FCA and what are the plans for the future?

PANEL: THE IMPACT OF PSD2 AND OPEN BANKING

  • Opening up new opportunities – how does reality compare to hype?
  • What strategies are helping financial institutions take advantage of PSD2 rather than fear it?
  • Which RegTech solutions address the challenges and opportunities presented by open banking?

PANEL: KEEPING AHEAD OF CYBER SECURITY & RISK MANAGEMENT

  • What are the latest technology innovations impacting cyber security and risk management?
  • What are the key issues on the agenda of the Chief Information Security Officer and the Chief Risk Officer?
  • What do the CISO and CRO look for when buying from, or entering into partnership with, technology solution providers?

PANEL: FIGHTING FRAUD & FINANCIAL CRIME

  • What are the challenges for a global bank taking an integrated approach to client activity monitoring?
  • What does the risk-based approach specified by 4MLD and 5MLD mean in practice?
  • What is the impact of AI and Big Data technology on anti-fraud and financial crime compliance?

PANEL: KYC – USING THE LATEST TECHNOLOGIES FOR ONBOARDING, VERIFICATION AND MONITORING

  • What are the cost benefits of adopting new KYC technologies?
  • Given the huge number of KYC offerings in the market, how do buyers know which companies to engage with?
  • What can KYC RegTech companies do to differentiate themselves and to speed up the sales cycle?

END OF SUMMIT KEYNOTE

  • How do you become a RegTech leader?

Wrap up

  • Industry expectations for RegTech, risk management and cyber security over the next year.

Private Meetings

  • One-to-one meetings organised via the event app (which goes live two weeks before the Summit).

PANEL: THE VC INVESTOR PERSPECTIVE

  • Which technologies and subsectors will be the most attractive to VC investors over the next year?
  • What factors matter most to investors as they look to determine potential winners?
  • How should startups and scale-ups choose the right VC backers?

PANEL: CORPORATE INVESTMENTS & PARTNERSHIPS WITH STARTUPS & SCALE-UPS

  • What have proven to be the most successful models for partnerships between major financial institutions and startups and scale-ups?
  • What are the benefits to financial institutions that actively engage with the startup market and what are the risks faced by those waiting on the sidelines?
  • What are the differences in the way financial institutions assess potential investments in RegTech companies compared to VC investors?

PANEL: INCUBATORS & ACCELERATORS – IDENTIFYING AND SUPPORTING FUTURE WINNERS

  • What are the differences in business models and modus operandi between incubators and accelerators?
  • How important are partnerships with, or backing from, financial institutions for FinTech and RegTech accelerators and what role do the institutions play?
  • What can startups do to increase their chances of successfully winning a place on a programme?

PRESENTATION: THE IMPACT OF VOICE TECHNOLOGY ON FINANCIAL SERVICES

  • How can new solutions be implemented quickly and cost effectively?

PRESENTATION: MEETING THE SFTR CHALLENGE

  • What will be the impact of this legislation and which technology solutions can address it?

PRODUCT DEMOS (Part 1)

  • Demos from 20 of the most innovative RegTech companies (startups, scale-ups and established providers) that every financial institution needs to know about, as chosen and voted for by the delegates at the Summit.