Provisional Agenda

Stream 1
Stream 2

PANEL: THE COMPLIANCE LEADERS’ PERSPECTIVE

  • What issues are at the top of the agenda for compliance and RegTech leaders at major financial institutions?
  • How do compliance leaders perceive the RegTech challenge and how do they decide on internal and external resources to be allocated to address it?
  • What do leaders of compliance functions need to do to keep their organisations ahead of the competition?
  • How effectively will FIs manage to implement changes required by MiFID, GDPR, PSD2, SFTR?

PRESENTATION: RESEARCH ON REGTECH INVESTMENT TRENDS, COMPANY GROWTH AND BUSINESS PARTNERSHIPS

  • What are the hottest areas for investment?
  • Which companies and subsectors are the fastest growing and why?
  • Which institutions are leading the way by building successful FinTech partnerships?

PANEL: ADDRESSING THE IMPEDIMENTS TO THE ADOPTION OF REGTECH ACROSS MARKETS, JURISDICTIONS AND REGULATORS

  • How do we encourage companies to be innovative and not to be afraid of failing?
  • How much time and budget do companies need to allocate to make RegTech successful?
  • How do companies hire the right talent with the right skills?
  • How do regulators ease the adoption of RegTech?

PRESENTATION: DELIVERING SUPERIOR ENTERPRISE INFORMATION ARCHIVING & SUPPORT

  • How are leading financial institutions coping after MiFID II and in what areas do they need help?

PRESENTATION: MEETING THE KYC CHALLENGE

  • What is the most effective way to use technology to ensure cost-efficient KYC compliance?

PANEL: GDPR – THREE DAYS TO GO. IS THE INDUSTRY READY?

  • How will GDPR change the way financial institutions conduct their business?
  • How prepared are financial services companies and what problems may arise?
  • What can be done at this stage if organisations have still not incorporated new technology solutions?

PRESENTATION: THE REGTECH CHALLENGE FOR REGULATORS

  • What should be the role of regulators in creating a supportive environment for RegTech innovation?
  • What have been the most successful initiatives undertaken by the FCA and what are the plans for the future?

PANEL: THE IMPACT OF PSD2 AND OPEN BANKING

  • Opening up new opportunities – how does reality compare to hype?
  • What strategies are helping financial institutions take advantage of PSD2 rather than fear it?
  • What is the state of FinTech in respect of PSD2?
  • What are the biggest challenges that banks face due to open banking?
  • Which RegTech solutions address the challenges and opportunities presented by open banking?
  • Looking to the future, will there be a PSD2 throughout all financial products, in other words open financial data throughout all products?
  • Is there a role for Blockchain in open banking?

PANEL: KEEPING AHEAD OF INNOVATION IN RISK MANAGEMENT

  • What are the latest technology innovations impacting regulation and risk management?
  • What are the key regulatory issues on the agenda of the Chief Risk Officer?
  • What do risk management leaders at financial institutions look for when buying from, or entering into partnerships with, technology solution providers?

PANEL: FIGHTING FRAUD & FINANCIAL CRIME

  • What are the challenges for a global bank taking an integrated approach to client activity monitoring?
  • What does the risk-based approach specified by 4AMLD and 5AMLD mean in practice?
  • What is the impact of AI and Big Data technology on anti-fraud and financial crime compliance?

PANEL: KYC – USING THE LATEST TECHNOLOGIES FOR ONBOARDING, VERIFICATION AND MONITORING

  • What are the cost benefits of adopting new KYC technologies?
  • Given the huge number of KYC offerings in the market, how do buyers know which companies to engage with?
  • What can KYC RegTech companies do to differentiate themselves and to speed up the sales cycle?

END OF SUMMIT KEYNOTE

  • How do you become a RegTech leader?

Wrap up

  • Industry expectations for RegTech, risk management and cyber security over the next year.

Private Meetings

  • One-to-one meetings organised via the event app (which goes live two weeks before the Summit).

PANEL: THE VC INVESTOR PERSPECTIVE

  • Which technologies and subsectors will be the most attractive to VC investors over the next year?
  • What factors matter most to investors as they look to determine potential winners?
  • How should startups and scale-ups choose the right VC backers?

PANEL: CORPORATE INVESTMENTS & PARTNERSHIPS WITH STARTUPS & SCALE-UPS

  • What have proven to be the most successful models for partnerships between major financial institutions and startups and scale-ups?
  • What are the benefits to financial institutions that actively engage with the startup market and what are the risks faced by those waiting on the sidelines?
  • What are the differences in the way financial institutions assess potential investments in RegTech companies compared to VC investors?

PANEL: ADDRESSING CYBERSECURITY CHALLENGES IN FINANCIAL SERVICES

  • What are the biggest cyber threats facing the financial services industry over the next couple of years?
  • How have leading financial institutions successfully adopted the latest technology innovations?
  • How is AI and big data analytics helping to create more effective cybersecurity solutions?

PRESENTATION: APPLYING MACHINE INTELLIGENCE TO ENHANCE COMPLIANCE

  • How to use machine intelligence to prevent misaddressed emails, data loss and non-compliance on enterprise email networks

PRODUCT DEMOS (Part 1)

  • Demos from 20 of the most innovative RegTech companies (startups, scale-ups and established providers) that every financial institution needs to know about, as chosen and voted for by the delegates at the Summit.
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