Provisional Agenda

Stream 1
Stream 2
Stream 3

KEYNOTE PANEL: THE COMPLIANCE LEADERS’ PERSPECTIVE

  • What issues are at the top of the agenda for compliance and RegTech leaders at major financial institutions?
  • To what extent have technological developments caused regulatory change and what more needs to be done?
  • How effectively have FIs progressed with MiFID, GDPR, PSD2 and SFTR?
  • Have compliance leaders chosen to partner or to use internal solutions to address their RegTech strategy?

PANEL DISCUSSION: DIGITAL IDENTITY VERIFICATION- MEETING KYC REQUIREMENTS

  • How can Digital Identity Verification improve the onboarding and account opening process?
  • What are the advantages of biometrics in this process?
  • How can companies offer a seamless consumer experience whilst ensuring strong customer authentication and security?
  • What are the issues of digitizing KYC?
  • What support is the government providing with digitally transforming the verification process?

PANEL DISCUSSION: AML, FRAUD & FINANCIAL CRIME

  • How can financial institutions take advantage of new technology offerings to help prevent financial crime?
  • What improvements in transaction data and monitoring can be made to tackle the AML challenges?
  • What are the predictions for what is next for fraud and risk management teams?
  • What does the risk-based approach specified by 4AMLD and 5AMLD mean in practice?

PANEL DISCUSSION: WHERE AI & ML MEET REGTECH

  • How is AI and ML being used for regulatory compliance today and what benefits do they bring?
  • How are AI vendors and startups helping financial enterprises manage their regulatory processes?
  • How can enterprises augment the capabilities of their compliance team with the adoption of AI and ML?
  • What are the barriers and obstacles to leveraging AI in regulation?

PANEL DISCUSSION: PSD2 & OPEN BANKING- FINAL PUSH FOR THIS YEAR’S DEADLINE

  • With the deadline for PSD2 in September 2019, where do banks stand now and what does the future hold?
  • What has been achieved so far with open banking and has it revolutionised banking as we expected?
  • How can banks use technology to overcome the challenges they are facing with open banking and meeting the PSD2 deadline?
  • Are we seeing traditional banks take advantage of the opportunity open banking gives for working with innovative startups and third-party providers?

PANEL DISCUSSION: REGTECH & THE REGULATOR

  • To what extent is regulation perceived to hinder firms from expanding their technology capabilities and developing new digital propositions?
  • How are regulators going about developing agile regulatory interventions that meet regulatory objectives while also driving innovation?
  • What more can be done by the regulator to support innovation in regulatory compliance and the adoption of RegTech?
  • What have been the most successful initiatives undertaken by regulators and what are the plans for the future?

PANEL DISCUSSION: THE IMPACT OF REGTECH ON THE RISK MANAGEMENT MODEL

  • What are the latest technology innovations impacting regulation and risk management?
  • What are the key regulatory issues on the agenda of the Chief Risk Officer?
  • What do risk management leaders at financial institutions look for when buying from, or entering into partnerships with, technology solution providers?
  • How has RegTech impacted institutions Model Risk Management Framework (MRM) and stress testing models?

PANEL DISCUSSION: GDPR- A YEAR ON

  • How much has GDPR regulation been an opportunity for organisations to think about how they hand and store personal data?
  • How has RegTech made a difference to GDPR compliance and added value for companies?
  • What effect has GDPR had on customer trust and expanding their product offering?
  • What challenges are organisations having with complying?
  • How will financial services firms need to improve their legacy IT infrastructure to meet the standards required?

PANEL DISCUSSION: MIFID II IN CAPITAL MARKETS

  • What is the current state of play on the adoption of RegTech in capital markets and how can they leverage it fully going forward?
  • MiFID II a year on- what has changed for trading models and for the buy-side?
  • What issues are there still to overcome with MiFID II compliance now in place?

PANEL DISCUSSION: THE ROLE OF REGTECH IN COMMUNICATIONS MONITORING

  • What tools and technologies can be used for monitoring the customers and employee’s activity to prevent financial misconduct?
  • What are the challenges of running communications surveillance systems?
  • What changes have there been on financial communication systems due to MiFID II?

PANEL DISCUSSION: THE FUTURE OF REGULATORY REPORTING

  • How do banks ensure their regulatory reporting remains up to date and as efficient as possible?
  • How are banks impacted by the new legislation CRD V/ CRD II?
  • How is the industry embracing RegTech in reporting as data complexity continues to grow?
  • What does Securities Financing Transactions Regulation (SFTR) mean for financial institutions and how will they get ready for it going live in 2020?
  • What has been the role of the regulator in the regulatory reporting initiative?

PANEL DISCUSSION: DATA & TECHNOLOGY STANDARDS- OPPORTUNITIES FOR REGTECH

  • Why should financial institutions get behind open data standards?
  • How are standards improving the quality of data?
  • What is the potential for distributed ledger technologies to facilitate the efficient exchange of data between all reporting stakeholders?
  • What is the role of the regulator in developing standards?

KEYNOTE PANEL: CYBERSECURITY IN FINACIAL SERVICES

  • What have been the biggest cyber threats facing the FS industry?
  • What impact has the adoption of technologies such as AI and RPA had on cybersecurity and the workforce?
  • What can be done to systems and the internal organisation to maximise security and the prevention of a cyberattack, and prepare you on how to respond to a crime to limit the damage that is caused?

PANEL DISCUSSION: CORPORATE INVESTMENTS & PARTNERSHIPS WITH STARTUPS & SCALE-UPS

  • What have proven to be the most successful models for partnerships between financial institutions and RegTech startups and scale-ups?
  • What are the benefits to financial institutions that actively engage with the startup market in the regulation space what opportunities are being missed by those waiting on the sidelines?
  • What are the differences in the way corporates assess potential investments in RegTech companies compared to VC investors?
  • How can the players evolve into more effective partners?
  • How do the large incumbents and RegTech companies work together to achieve meaningful transformation and scale?

PRODUCT DEMOS (Part 1)

Demos from 24 of the most innovative RegTech companies (startups, scale-ups and established providers) that every financial company needs to know about.
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