Participants

SENIOR INDIVIDUALS

Partial list of actual job titles of registered participants from major financial institutions

Chairman

Chief Compliance Officer

Chief Compliance Officer & Global RegTech Advisor

Chief Compliance Officer & MLRO

Chief Digital Officer

Chief Digital Officer – General Insurance

Chief Executive Officer

Chief Financial Officer

Chief Information Officer

Chief Information Security Officer

Chief Innovation Officer

Chief Investment Officer

Chief Legal Compliance Officer

Chief Operating Officer

Chief Risk & Compliance Officer

Chief Risk Officer

Chief Technology Officer

Compliance and Financial Crime Director

Conduct Risk Monitoring Director

Director – Risk Management

Director of Risk & Compliance

Director, Compliance

Director, Enterprise Compliance

Director, RegTech Customer & Innovation

Director, Technology

Global Head Client Activity Monitoring

Global Head Compliance Monitoring

Global Head of Advisory Compliance & Regulatory Development

Global Head of Compliance Reporting

Global Head of Financial Institutions Group

Global Head of Regtech Innovation & Development

Global Head of Trading and Compliance Technology

Global Head Regulatory, Market & Innovation Strategy

Group Conduct Risk and Regulatory Compliance Director

Group Conduct Risk Director

Group Head of Risk, Compliance and MLRO

Head of Audit Regulation and Compliance

 

Head of Bank Innovation Lab

Head of Business Solutions

Head of Central Compliance

Head of Change, Regulatory Compliance Europe

Head of Compliance

Head of Compliance – Wealth & Business Banking

Head of Compliance & MLRO

Head of Compliance & MLRO for Wealth & Investments

Head of Compliance & Operational Risk Control EMEA

Head of Compliance Advice

Head of Compliance Europe and Asia Pacific

Head of Compliance Monitoring

Head of Compliance Risk Oversight, EMEA

Head of Digital Risk, Compliance and Policy

Head of EMEA Markets and Treasury Compliance

Head of EMEA Securities Compliance

Head of European Compliance

Head of FinTech

Head of FinTech & RegTech Partnerships

Head of FinTech Partnerships & Strategy

Head of Legal, Compliance, Governance & Risk

Head of Monitoring & Central Compliance

Head of RegTech

Head of Regulatory Policy

Head of Risk Management

Head of Strategy, Regulatory, Risk & Compliance

Head of Tax, Legal & Compliance and Regulatory  

Managing Director

Managing Director – CCRO

Managing Director – Global Head of Regulatory Compliance

Managing Director – Global Head of Surveillance

Managing Director, Compliance

Partner, Compliance & Operations

Regional Head, Financial Crime, Conduct and Regulatory Compliance

Risk and Compliance Director

Strategic Risk and Compliance Director

UK Head of Compliance

MAJOR FINANCIAL INSTITUTIONS

Partial list of registered financial institutions

15585

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