Compliance Management

As firms finish their first annual EU taxonomy reporting procedures, Position Green taxonomy expert Tony Christensen has looked back on some of the pain points and lessons to be learned.

Kuberno, a global legal entity SaaS provider for corporate secretaries, legal teams, and governance professionals, has raised £3.5m for its Series A.

Australia is expected to reveal the details of its updated Tranche 2 anti-money laundering (AML) and counter-terrorism financing (CTF) laws towards the end of...

Last month, the UK government released a draft legislation that will crack down on buy now, pay later firms, which had previously enjoyed little regulatory hurdles. However, times are changing.

Compliance management software provider SmartRIA has closed a second strategic investment from Dynasty Financial Partners and MarketCounsel.

The World Trade Board has launched a consultation around a new framework that would increase access to trade for micro, small and medium-sized businesses (MSMEs).

Regulatory compliance tech vendor eflow Global is working with Portfolio Bi, a developer of investment management software and services, to help managers meet regulator and investor requirements.

It's a common scenario for every CTO in the dynamic field of RegTech - the constant push and pull on whether to scale the tech team. The questions frequently come flooding in - could we speed up a project if we hire more developers? Could we build a certain feature if we expanded our team? TAINA Tech has answered those questions. 

As trade surveillance becomes an increasingly difficult task for firms, Eventus believes institutions are transforming their compliance processes to be more efficient.

Compliance is no longer something done out of necessity. Instead, it is an opportunity for companies to earn the trust of their customers and safeguard their brand reputation, according to Smart Communications vice president of product marketing Chris Murphy.