Compliance

Stocktrading platform Robinhood could reportedly be facing a $10m fraud fine for failing to properly disclose revenue, pending the outcomes of an ongoing Securities and Exchange Commission probe.

Andrew Bailey, governor at the Bank of England, has called on financial regulators to stop playing catch up in how they supervise digital payments methods such as stablecoin and cryptocurrencies.

The European Securities and Markets Authority (ESMA) has issued a new report on the impact of the pandemic, saying that the environment "remains fragile."

The coronavirus has caused a rapid mass adoption of collaboration tools, but using them involves big risks.

Following the collapse of Wirecard in June, the German FinTech giant is now officially winding down its regulated services in the UK.

Buying a RegTech solution is never easy, but there are some things you can consider beforehand.

The European Central Bank has warned that Europe's failure to produce big tech companies of its own to compete with American ones could leave the EU exposed and reliant on foreign providers as big tech moves into the FinTech sector.

LF Equity Income Fund was at the centre of the Woodford scandal and has now handed back over £2.26bn to investors since the fund started to wind up in January.

After a scathing survey revealed that only one in four FinTech founders believe the UK government has been sufficiently supportive during the pandemic, PayU is now asking it to adopt a global perspective.

The Financial Services Authority (FSA) of the Seychelles and the Chartered Institute for Securities & Investment (CISI) will work together to promote professionalism and professional standards in the capital market sector of The Republic of Seychelles.