Moderated roundtable discussions

16 May 2019

Moderated roundtable discussions

All tables will be provided with a chairperson and topic for debate.

Topics will include the issues the compliance office in financial institutions are currently facing:

  • Continuing regulatory change and recognising the volume and breadth of regulation
  • Knowing the customer: concerns about money laundering
  • Increasing emphasis on compliance culture
  • Cyber exposure and how to deal effectively with the cyber threats
  • The MiFID2/R review is now underway – what to expect in MiFID3 and when
  • Balancing compliance and commercial demands when implementing regulatory change for multiple regulations
  • Why SM&CR is bigger than MiFID II

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