PANEL DISCUSSION: REGTECH FOSTERING SM&CR COMPLIANCE

15 May 2020
12.10

PANEL DISCUSSION: REGTECH FOSTERING SM&CR COMPLIANCE

  • With the implementation of the Senior Managers & Certification Regime (SM&CR), what steps are regulated financial institutions taking towards meeting its requirements?
  • How is technology being used as a workable solution to achieve and maintain SM&CR compliance?
  • How can firms choose the right technology partner to help fulfil this compliance obligation most efficiently?
  • What challenges are financial institutions facing with meeting this regulation?
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