Jamie Cooke

Managing Director, fscom

Jamie Cooke

Managing Director, fscom

Biography

Background

  • Jamie is the Managing Director of fscom and has over 12 years experience of regulatory consulting
  • He leads the Fscom Investment Firm Department that advises our clients ranging from wealth managers to brokerage firms across the UK and Ireland

Experience

  • Designed and implemented regulatory compliance systems to ensure compliance with MiFID 2
  • Led a regulatory due diligence project as part of a private equity acquisition of a large multinational foreign exchange brokerage
  • Led a project team tasked with managing a banking application to the PRA and FCA
  • Overseen multiple regulatory licencing applications to the FCA and Central Bank of Ireland
  • Advised investment firm clients on the impact of SM&CR in the UK and upcoming SEAR regime in Ireland
  • Led a project to transition a UK multinational brokerage from the CF regime to SM&CR. This included designing and implementing a skills gap analysis and training programmes.

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