Marc Gilman is General Counsel and VP of Compliance at Theta Lake where he advises on technology, privacy, and product strategy. Marc has fifteen years of law, financial services, and IT experience as a litigator at Schiff Hardin LLP and in-house at Morgan Stanley. His practice includes a diverse set of technology-related regulatory issues such as information management, voice and multimedia recording, cybersecurity, SEC and FINRA regulation, GDPR, and electronic communications platforms. Marc is also an adjunct professor of compliance at Fordham Law school, and is frequently featured in compliance and financial services publications.
Recent Posts
- The accountability problem no one has solved
February 24, 2026 - How do firms manage risk beyond their own walls?
February 18, 2026 - How can KYC keep pace with speed and risk?
February 9, 2026
