Tag: Compliance

As businesses deepen their digital capabilities, an orchestration tool becomes vital. When leveraging various tools, systems and datasets, firms need a single location that brings all this together, rather than forcing users to juggle everything.

ACA has launched a new offering that enables investment firms to outsource their performance measurement and reporting functions.

Aveni, an AI solutions company, has partnered with UK-based Age Partnership, a leading equity release advisory firm, to revolutionise their Quality Assurance (QA) monitoring capacities. This strategic collaboration aims to enhance QA monitoring in terms of coverage, speed, and precision.

As firms have grown more conscious of their stewardship roles, ESG strategies have gone from being buzzwords to strategic imperatives.

WealthArc, a major player in the WealthTech industry, has recently highlighted key components of the Financial Services Act (FinSA) or FIDLEG compliance and how its platform aids companies to meet the Swiss Financial Market Supervisory Authority's (FINMA) expectations.

A familiar predicament haunts the global payments landscape: can financial institutions outgrow their compliance issues without stretching resources to the breaking point? Scaling staff often means soaring costs and growing complexity. RegTech company Hawk AI has outlined how it helped an payment processor improve their operations. 

RegTech firm Sigma Ratings has announced the appointment of Karim Rajwani as its new Chief Product Officer (CPO).

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

As the RegTech sector continues to grow at a rapid rate, leaders from the RegTech sector have discussed how companies can scale in the current market.

More transactions and interactions are taking place digitally, and the importance of ensuring compliance in communications has risen.