Participants

SENIOR INDIVIDUALS

Partial list of actual job titles for participants from major financial institutions attending our events

Partial list of actual job titles for participants from
major financial institutions attending our events

Accounting Policy and Risk Management Senior Associate

Americas Head of Technology for Financial Crime Compliance

Assistant Vice President

Assistant Vice President Relationship Manager

Associate Director -FCC Analytics

Associate Finance Manager

Associated Director, Credit Analysis

AVP, Learning and Development

CEO

Chief Compliance Officer

Chief Information & Cyber Security Officer

Chief Operating Officer, Americas Equities

COO

COO, ALM and Treasury

Cyber Risk Officer

Data Product Owner / Manager

Deputy Head of Anti-Financial Crime, Americas

Deputy Head of Consumer Financial Crime Compliance Strategy

Deputy Head of Global Regulatory Affairs

Director – Operations

Head of Strategy and Controls, Treasury Americas

Director and Litigation Counsel

Director, FCC Public Private Partnerships, Europe & Americas

Director, Head of Monitoring and Investigations Americas

Director, Head of Production Security Americas

Director, Information Security

Director, KYC Manager

Enterprise Business Enablement & User Empowerment Big Data Solutions

Executive Director

Executive Director, Risk Management

General Counsel (Legal & Compliance) – Project Office, Efficiency & Effectiveness/
Change

Global Head Communications Surveillance

Global Head of Innovation & Labs for Chief Risk Officer

Global Head of Volcker Rule Office and Global Head of the FRTB programme

Global Wholesale and Risk Technology

Group Head – Digital Transformation

Group Head of Cyber and Technology Risk

Group Treasury Governance Associate Director

Head of AML Transaction Monitoring

Head of Business Transformation

Head of Compliance Americas

Head of Data Strategy & Operations

Head of Financial Crimes Compliance & BSA Officer

Head of Financials and Resourcing

Head of International AML Compliance, Monitoring, Risk Assessment, and Model Testing and
Tuning

Head of OFAC Sanctions Advisory

Head of Partnerships

Head of Product Management for Archiving, Records Management & eDiscovery

Head of Technology Risk and Regulatory Management

Information Security Officer, VP

Legal & Compliance

Legal & Regulatory Risk and Compliance Professional

Manager, Governance

Managing Director

Managing Director – C.O.O. – Group Financial Security U.S.

Managing Director – Chief Operations Officer & Head of the Divisional Control and Regulatory
Office

Managing Director – Head of Regulatory Transformation

Managing Director, Global Co-Head, Financial Crime Compliance

Markets Compliance

MD, Head of Transformation

Regulatory Product Manager

Relationship Manager

Senior Manager – Financial Crime Intelligence

Senior Manager – Financial Crimes Compliance

Senior Manager, Head of US Regulatory Technology

Senior Operations Manager

Senior Product Manager

Senior Vice President

Senior Vice President – Chief Compliance Officer

Senior Vice President | Chief Counsel, Financial Crimes Legal

Senior Vice President, Commercial Relationship Manager

Solutions Group Manager – Regulatory Reporting Program Lead

SVP Engineering and Infrastructure

SVP Government Relations and Public Policy

SVP, Head of Regulatory Relations

Third Party Risk Head CIB

US and Canadian Chief Compliance Officer

US QT Fund Legal

Vice President

Vice President – Group Financial Security U.S. Project Manager

Vice President Of Technology

Vice President, Corporate Compliance Governance

Vice President, Executive Data Scientist

Vice President, Head of Enhanced Due Diligence

Vice President, Structured Finance

Vice-President, Small Business Development

VP – Global Markets Tax Compliance Program Manager

VP of Compliance

VP Threat Analytics

VP, Accounting Policy

VP, Audit Supervisor

VP, BSA Officer

VP, Enterprise Data Architecture and Governance

VP, Escrow Services

VP, Quality Management

VP, Regulatory Control Group

VP, US Reg Reporting Development

VP – Compliance Officer

MAJOR FINANCIAL INSTITUTIONS

Partial list of financial institutions attending our events

Join the most senior-level gathering of RegTech leaders in the US 

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