Kavita Jain

Director, Office of Financial Innovation, FINRA

Kavita Jain

Director, Office of Financial Innovation, FINRA

Biography

Kavita Jain is a Director in FINRA’s Office of Financial Innovation. In this role, she assists the Office in identifying and analyzing significant innovation-related developments in the securities industry and coordinating with various stakeholders to develop appropriate strategic responses. She leads several FinTech initiatives at FINRA including those related to blockchain technology, artificial intelligence, RegTech and online capital-raising platforms. During her tenure at FINRA (previously NASD), Kavita has served in key positions in the Offices of Emerging Regulatory Issues, Finance and Strategic Planning.

Kavita was named as one of the leading women in FinTech by Innovate Finance and was included in the “Women In FinTech Powerlist 2018.” She has an M.B.A. from the University of Southern New Hampshire and a CRCP Certification from the FINRA Institute at Wharton.

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