Scott Burke

Regulatory Product Manager, RIMES

Scott Burke

Regulatory Product Manager, RIMES

Biography

Joining RIMES in 2018, Scott Burke is helping translate the RIMES core data expertise to serve regulatory needs.  Scott brings a passion for technology-driven solutions and a forward-thinking mindset for efficient compliance.  Prior to joining RIMES, Scott spent eleven years in the Capital Markets regulatory space as a Compliance Officer, serving in multiple advisory and surveillance capacities.  Scott most recently covered advisory and surveillance for Janney Montgomery Scott LLC in Philadelphia.  Prior to Janney, Scott was instrumental in building a surveillance program at ICAP North America, the world’s largest fixed income inter-dealer broker at the time.  He began his career in several compliance roles within Bank of America-Merrill Lynch.  He attained his FINRA Series 4, 7, 24, 53, 55, and 66 licenses during his time as a Compliance Officer.  He also continues to serve in the U.S. Navy Reserve in the Expeditionary and Intelligence communities.

Join the most senior-level gathering of RegTech leaders in the US 

Get your tickets before prices go up!

00
Months
00
Days
00
Hours
00
Minutes
00
Seconds
15585

Would you like a FREE RegTech
Market Overview?

Before you go...

Leave your email and we will send it over!