How compliance reviews are shaping financial marketing strategies
In the financial services world, the role of risk and compliance teams is crucial. Tasked with balancing marketing creativity and regulatory necessity, these teams are often seen as the final checkpoint before marketing materials can reach the market.
Exploring the future of voice compliance in financial services
At a recent RegTech event in NewYork, topics ranged from AI and blockchain to cybersecurity and IoT, but the standout issue was voice compliance,...
The essential guide to building a robust cybersecurity oversight program
In the rapidly evolving digital landscape, traditional methods of portfolio oversight are increasingly inadequate against the mounting cyber threats. Recognising this shift, a strategic, programmatic approach to cybersecurity has become crucial for safeguarding investments and enhancing company valuations.
The transformative power of AI in fighting financial crime
The urgency for effective Anti-Money Laundering (AML) compliance has never been more pronounced.
The critical role of fee accuracy in investor trust and SEC compliance
Fee transparency continues to be a significant aspect for investors when selecting investment advisers.
ECB’s latest climate disclosures reveal steady decarbonisation of portfolios
The ECB has unveiled its latest climate-related financial disclosures, shedding light on the reduction of carbon emissions in Eurosystem corporate sector portfolios.
eflow Global spearheads compliance with free EMIR Refit readiness audit
RegTech firm eflow Global has introduced a free audit service aimed at enhancing compliance in derivatives transaction reporting.
SymphonyAI launches Tenor division, elevating financial market strategies with AI
SymphonyAI has recently marked a significant milestone with its foray into the trading and investing arena.
Climate X secures $18m to enhance global climate risk analysis
Climate X has secured $18m to fuel its growth and support leading financial entities in assessing climate impacts on their asset portfolios.
SymphonyAI welcomes Adam Quinones to spearhead AI-driven trading division
SymphonyAI, a pioneer in predictive and generative AI SaaS products for enterprises, has announced an addition to its team.