PEP screening pitfalls that expose FinTech compliance teams
A politically exposed persons check (PEP check) sits among the most consequential controls in any AML compliance programme. Done well, it surfaces elevated risk...
Adclear lands Marshmallow as Consumer Duty pressure grows
As the FCA increases its focus on Consumer Duty compliance, UK InsurTech Marshmallow has partnered with communications compliance platform Adclear to strengthen oversight of...
What are the biggest barriers to third-party RegTech adoption?
Despite the booming growth of the RegTech sector in recent years, barriers still remain, particularly in the area of third-party adoption. A key question...
FinregE guide warns firms of costly compliance crunch
FinregE has released an expert guide claiming that delaying action until rules become legally binding has evolved from prudent caution into a systemic threat...
Salv Bridge hits five years as EU sharing rules loom
On 13 July 2021, a fraud analyst in Estonia noticed a phishing pattern spreading across SmartID logins and fired off a warning to a...
Which sector is really winning the compliance race?
Compliance has moved from a back-office function to a strategic priority across every regulated industry, yet no two sectors are grappling with identical pressures.
According...
CDD or EDD? The risk trigger firms must get right
CDD and EDD sit at the heart of every regulated firm's defences, yet the distinction between the two is often misunderstood.
In short, CDD is...
RegTech’s hallucination problem: can AI show its working?
The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...
spektr adds ISO 27701 to close its governance loop
spektr has secured ISO/IEC 27701:2019 certification for data privacy, completing what is known as the ISO Trifecta and placing it among fewer than 100 companies...
Unit21 and TRM Labs unite digital asset and fiat crime detection
Unit21, the AI Risk Infrastructure platform for fraud prevention and AML monitoring, has formed a partnership with blockchain intelligence firm TRM Labs to bring...
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