How the interlinking of voice and cloud is revolutionising communications compliance
As technology continues to evolve over the long-term, one particular trend we can expect to remain is that of the role of voice –...
EU regulatory updates to strengthen liquidity management in investment funds
The European Securities and Markets Authority (ESMA), a pivotal regulator and supervisor within the EU, has launched a public consultation on draft guidelines and technical standards pertaining to the revised Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for Collective Investment in Transferable Securities (UCITS) Directive.
EBA issues new guidelines to enforce travel rule
The European Banking Authority (EBA) today announced the introduction of new Guidelines concerning the 'travel rule' for fund and crypto asset transfers.
Sebi tightens broker regulations to shield investors from fraud
SEBI, the regulatory authority for securities in India, has unveiled updates to its guidelines aimed at enhancing market integrity and protecting investors.
Bank CEOs demand rethink on Australia’s costly open banking initiative
Banking leaders in Australia have criticised the Consumer Data Right (CDR) regime, labeling it ineffective and overly expensive.
Lithuania’s FreeBnk captures $3m to pioneer in tokenized real-world assets
Lithuania-based FreeBnk has recently concluded a significant funding round, securing $3m to advance its crypto investment technologies.
Beyond spreadsheets: The impact of automation in financial analytics
As the financial sector continues its rapid transformation, the integration of sophisticated automation in financial analytics is increasingly paramount. A Forbes study indicates that up to 25% of routine, information-based tasks in financial services could be automated by AI.
Navigating the complexities of off-channel communications in finance
In recent years, off-channel communications have come under the intense scrutiny of regulators like the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). This scrutiny is largely due to the risks these unmonitored communications pose, ranging from compliance issues to gaps in record-keeping that can affect investor protection.
How CSR and ESG differ and why they’re crucial for business success
In the modern business landscape, the distinction between CSR and ESG practices is becoming increasingly significant.
The critical role of PEP compliance in financial institutions
Politically Exposed Persons, or PEPs, are those who occupy prominent positions in public offices, potentially including roles in government bodies, international organisations, or significant corporate entities.
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