Tag: aca

The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a universal framework to end poverty, protect the planet, and promote global...

Private credit has evolved from a niche market into one of the fastest-growing areas of alternatives, with assets under management now above $1.7tn and...

The cyber threat landscape is evolving at breakneck speed, driven by advances in generative AI that allow attackers to operate with unprecedented speed and...

As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...

The Abu Dhabi Global Market (ADGM) has issued a major enforcement action, shining a spotlight on the regulatory vulnerabilities facing virtual asset firms. This move serves as a stark reminder of the growing scrutiny within financial free zones, particularly in the rapidly evolving digital asset space.

Investment advisers with a 31 December fiscal year-end are in the midst of updating their Form ADV, with a deadline set for 31 March 2025.

As the year draws to a close, it's a perfect time to evaluate your company's compliance surveillance and monitoring systems. According to ACA Group,...

As the regulatory landscape tightens its grip on digital communications, the imperative for exhaustive capture and archival of electronic dialogues grows increasingly critical.