Tag: asset management

FCA conduct rules 2026: what compliance leaders need

On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...

Zeidler Group helps asset manager expand UCITS investment scope

A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to invest in structured debt instruments issued by a Luxembourg...

FCA issues guidance to unlock fund tokenisation

The Financial Conduct Authority (FCA), the UK's financial services regulator, has published new guidance designed to make it easier for asset managers to adopt...

Why CLO ETFs are reshaping fixed income investing

Global ETF assets climbed to $21.24 trillion by February 2026, up 7% year-to-date, as investors continue pouring capital into both traditional and alternative strategies,...

FCA annual programme signals tougher oversight ahead

The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the clearest picture yet of how the regulator plans to supervise firms as...

Broadridge invests in CENTRL to boost AI due diligence

Broadridge Financial Solutions, a global FinTech firm and S&P 500 constituent listed on the NYSE, has announced a strategic partnership and minority stake in...

Indian FinTech funding increased by 59% YoY as investors loosened purse...

Key Indian FinTech investment stats in Q1 2026: Indian FinTech funding increased by 59% YoY in Q1 2026 Average deal value increased by 24%...

SEC settlement: what investment managers must know

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...

CLO market 2026: How investor strategies are shifting

The collateralised loan obligation (CLO) market is undergoing a significant transformation in 2026, with investors moving away from broad macroeconomic indicators and towards more...

Zeidler Group expands MMR-Tool to cover Taiwan

Technology-driven law firm and RegTech provider Zeidler Group has added Taiwan to its Marketing Material Review Tool (MMR-Tool), expanding the platform's global regulatory coverage...

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