Tag: buy-side firms
The FCA’s sanctions review and why it demands urgent firm action
The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication.
According to ACA Group, it signals how...
ACA launches new market abuse risk framework
ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes.
The governance,...
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