Tag: CCO

Financial services firms are moving quickly to adopt AI note-taker tools because they make meetings easier to document and knowledge easier to share. But...

In a recent eBook by RegTech firm Clausematch, the company deep-dived into the topic of personal liability for chief compliance officers. 

CCO liability is still a big concern for chief compliance officers, but the recent speech from SEC commissioner Hester Pierce is helping to bring more clarity to the issues.