Tag: CCO
The rising wave of personal liability for chief compliance officers
In a recent eBook by RegTech firm Clausematch, the company deep-dived into the topic of personal liability for chief compliance officers.
CSS discuss CCO liability in its latest Coffee & Regs podcast
CCO liability is still a big concern for chief compliance officers, but the recent speech from SEC commissioner Hester Pierce is helping to bring more clarity to the issues.
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