Tags Charles Schwab

Tag: Charles Schwab

Charles Schwab agrees to pay $187m following robo-advisor investigation

Charles Schwab has agreed to pay $187m to settle an investigation by the Securities Exchange Commission into hidden fees charged by the firm’s robo-advisor.

FCA fines trading company Charles Schwab UK £8.96m for failing to...

A City watchdog has slammed trading company Charles Schwab UK with a £8.96m fine for failing to protect client assets, carrying out a regulated activity without permission and making false statements to regulators.

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