Tag: client onboarding

KYC Portal, a RegTech firm specialising in automating compliance workflows, is addressing one of the financial sector’s biggest compliance risks — fragmented client data — with its golden record solution for client lifecycle management (CLM).

The first half of 2025 has revealed clear shifts in wealth management, with firms moving beyond discussions of investment strategies to focus on access, personalisation, experience and automation. Kidbrooke, which offers a unified analytics solution for investment and wealth firms, recently outlined the four trends are shaping how advice is delivered, scaled and humanised across the sector.

Environmental, social and governance (ESG) factors are moving from the periphery to the core of Know Your Business (KYB) processes as regulators and stakeholders demand more transparency and accountability. For compliance teams, the focus is shifting beyond ownership structures and financial crime risk to incorporate ESG as a central pillar in client onboarding and monitoring.

The pressure on financial institutions to modernise client lifecycle management (CLM) is intensifying as regulatory complexity grows and clients expect seamless onboarding and servicing.

Financial institutions have long prioritised improving compliance and enhancing customer experience when onboarding individual clients, a process known widely as KYC (Know Your Customer). According...

The introduction of CRR III and ongoing MiFID II requirements is raising the regulatory bar for banks, asset managers, and real estate professionals. While these rules add complexity—from stricter capital requirements to extensive documentation—they also open the door to modernising outdated processes through digitalisation.

KYC Portal CLM has unveiled a powerful new feature designed to give compliance teams deeper control over client data: the Field-Level Audit Trail. This latest tool brings precision auditing capabilities to individual fields within onboarding and company forms, allowing teams to instantly track the full history of any change at the click of a button.

KYC Portal has launched a new feature aimed at enhancing compliance workflows by allowing users to create pre-defined search lists, offering a more efficient...

Client onboarding is a critical first step in understanding who financial institutions are doing business with and assessing potential risks. This know your client (KYC) process helps firms meet anti-money laundering (AML), counter-terrorist financing (CTF), and broader compliance requirements, while also preventing fraud.

KYC Portal has launched KYCP as a Managed Service, a new offering aimed at helping organisations reduce the costs and complexity of managing compliance...