Tag: cybersecurity compliance

Why RIAs are turning to outsourced compliance chiefs

ACA's outsourced chief compliance officer (OCCO) service is being positioned as a way for registered investment advisers (RIAs) to close compliance gaps before they...

The automation ceiling vendors won’t tell you about

Automated evidence collection has become a fixture of modern compliance programmes, pulling data from cloud consoles, identity providers, endpoint tools and code repositories on...

The true cost of DORA non-compliance in financial services

DORA has introduced a harmonised regulatory framework across the EU, but when it comes to enforcement, the reality is far from uniform. According to...

US RegTech funding dropped by 28% in 2024 as deals under...

Key United States RegTech investment stats in 2024: US RegTech funding dropped by 28% in 2024 YoY Smaller deals (sub-$100m deals) dropped by 38%...

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