Tag: cybersecurity compliance
Why RIAs are turning to outsourced compliance chiefs
ACA's outsourced chief compliance officer (OCCO) service is being positioned as a way for registered investment advisers (RIAs) to close compliance gaps before they...
The automation ceiling vendors won’t tell you about
Automated evidence collection has become a fixture of modern compliance programmes, pulling data from cloud consoles, identity providers, endpoint tools and code repositories on...
The true cost of DORA non-compliance in financial services
DORA has introduced a harmonised regulatory framework across the EU, but when it comes to enforcement, the reality is far from uniform.
According to...
US RegTech funding dropped by 28% in 2024 as deals under...
Key United States RegTech investment stats in 2024: US RegTech funding dropped by 28% in 2024 YoY
Smaller deals (sub-$100m deals) dropped by 38%...




