Tag: deregulation
FINRA loosens grip as deregulation push accelerates
Back in early 2025, the LeGaye Law Firm wrote, “The Financial Industry Regulatory Authority (FINRA), while not a federal agency, operates under the supervision...
US deregulation may spark new state-level rules
While headlines around federal deregulation in the United States paint a picture of reduced compliance burdens, an emerging countertrend may be brewing at the...
The deregulation dilemma: Balancing simplification with financial stability
The term "deregulation" is increasingly prevalent among global policymakers, with a common narrative about cutting through the bureaucratic red tape that supposedly stifles competition. Since the 2008 financial crisis, financial institutions have been operating under a dense regulatory framework designed to mitigate risks and uphold financial stability.



