Tag: Financial Advisory
Ensuring investor protection: Understanding FINRA’s KYC and suitability rules
In the financial regulatory landscape, understanding and adhering to FINRA's Rule 2090, commonly known as the KYC rule, is crucial for brokerage firms.
Province secures strategic capital from Trivest Partners to fuel expansion and...
Province, a nationally recognized leader in restructuring and financial advisory, announced today a significant capital investment from Trivest Partners, a private equity firm specializing in the middle market.
Ramify clinches €11m from top investors to redefine wealth management in...
Ramify, a French WealthTech company, has announced a financial milestone with the completion of an €11 million Series A funding round.
Saudi Arabia’s Abyan Capital closes $18m Series A round, led by...
Abyan Capital, a pioneering robo-advisory firm in Saudi Arabia, has closed an impressive $18m Series A funding round, with STV taking the lead alongside Wa'ed Ventures and RZM Investment.
Driving change with data: The evolution of sustainability in financial reporting
The macroeconomic environment is undoubtedly a focal point in today's discussions within wealth management, banking, and insurance sectors. However, the urgency of addressing climate...
The AI revolution in wealth management: Balancing automation with human insight
In the dynamic landscape of today's wealth sector, artificial intelligence (AI) stands as a pivotal force of change. This transformative era marks the confluence...
Unlock the power of digital currency: How Morningstar can supercharge your...
Cryptocurrency is rapidly emerging as a vital asset class, transforming the financial landscape. However, the lack of visibility into cryptoassets has hindered advisors from delivering truly holistic advice. Indeed, a recent NBC poll revealed that one in five Americans has dabbled in cryptocurrency, underlining the urgency for advisors to step up their game.
$1.8m funding boost for AdvisorCheck to enhance trust in financial advisors
AdvisorCheck, a platform offering comprehensive data and transparency tools to investors vetting financial advisors, has raised $1.8m.
Is the era of robo-advisors over?
Go back a few years and robo-advisors were the talk of wealth management. Panel discussions were often dominated by the prospects of robo-advisory, but nowadays they are rarely mentioned. What happened to the robo-advisor hype?