Tag: Financial Conduct Authority

An experienced trader at Fenician Capital Management has been slammed with a £100,000 fine and prohibited from working in any regulated activity after allegedly engaging in market abuse.

Barclays has been slammed with a £26m fine after a City watchdog found that it treated consumer credit customers who experienced financial difficulties poorly.

A City watchdog has warned firms that the Brexit transition period will be over in less than a month's time as the government is still working on a last-minute deal with the EU.

A UK City watchdog has fined TFS-ICAP, a foreign exchange options broker, £3.44m for communicating misleading information to clients.

The Financial Conduct Authority (FCA) has commenced legal proceedings against the men behind an alleged "unrealistic" and "unauthorised" care home investment scheme.

The UK financial watchdog has banned three individuals from working in finance after they were convicted for different sexual crimes.

The Financial Conduct Authority (FCA) has announced more ways to support borrowers affected by the pandemic.

The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management (ARCM) £873,118 over transparency failures.

A Financial Conduct Authority executive has warned banks against becoming lenient in how they surveil employees during Covid-19.

The Financial Conduct Authority has banned two Vanguard Wealth Management directors from performing regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status.