Tag: Internal controls
UK SOX compliance: what Provision 29 means for your board
The phrase "UK SOX" has been circulating with growing urgency in compliance and finance circles, and the timing is no accident.
According to Vixio,...
OCC targets smarter, risk-based supervision for community banks
The Office of the Comptroller of the Currency (OCC) has set out a fresh package of measures aimed at easing unnecessary regulatory burden on...
Navigating the UK corporate governance code: Crucial insights for compliance
In a recent post by Diligent, the company outlined the essential guidance to help companies comply with the UK corporate governance code.
The role of AML audits in enhancing regulatory compliance
In a recent post by Alessa, the firm outlined the role of AML audits in enhancing regulatory compliance at companies.
What are the key components of internal controls?
In a recent post by Diligent, the company outlined five key components of internal controls in a business setting.
The requirements and benefits of internal control automation
In a world dominated by complex, highly regulated organisations, internal controls are a must, according to RegTech firm Diligent.
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