Tag: Investment management

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...

On the surface, FATCA and CRS compliance appears to be working. Deadlines are being met, frameworks are understood, and processes are in place across...

Financial analytics firm Prometeia is deepening its footprint in the Spanish market, targeting the country's rapidly growing wealth and asset management sector with a...

As investment managers hunt for new sources of alpha in an increasingly competitive landscape, those operating UCITS funds face a particular challenge: navigating the...

A new era of currency volatility has taken hold following years of subdued interest rates and limited exchange rate movement. In the US, Federal...

The RegTech sector is awash with artificial intelligence tools promising to revolutionise legal and compliance work. But beneath the marketing noise, a fundamental flaw...

Regulators, tax leaders and industry practitioners gathered in New York on 4 February for the 2026 Investment Management Tax Reporting and Withholding Conference, where...

Clearwater Analytics, a provider of investment management technology, and TreasurySpring, a global cash investment platform, have announced a new platform integration designed to enhance fixed-term cash management for institutional investors.

The UK asset management regulatory framework continued to develop during 2025 as post-Brexit reforms progressed from policy design into implementation. Regulatory changes across disclosure, governance, sustainability, market infrastructure and emerging asset classes have affected both UK and international asset managers operating in the market.

SimCorp, a global FinTech provider to the investment management industry, has revealed that a significant majority of buy-side firms are now actively using artificial...