Tag: Morgan Stanley

The US Securities and Exchange Commission (SEC) has issued a $5m penalty to Morgan Stanley Smith Barney after it providing misleading information to clients in its retail wrap fees programmes.

Call tracking and conversation analytics platform Invoca has secured $56m in a new funding round.

Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.

Solium Capital, a startup offering global equity administration, financial reporting and compliance, has been acquired by Morgan Stanley in a deal worth around $900m.

Integral, a workflow management solution for the foreign exchange, has pulled in $15m in its latest round of funding.

Samanage, an employee management platform, has bagged $30m in its Series D round. The capital was supplied by Morgan Stanley Expansion Capital, the growth-focused investment...

China-based personal finance business X Financial has launched its IPO for a total offering size of around $104.5m.

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.

Financial data and analytics company Visible Alpha has bagged a $38m round of funding led by Goldman Sachs.

Alternative investment solutions provider iCapital Network has received an undisclosed investment led by BlackRock.