Tag: Novatus Advisory

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

The introduction of GenAI has recently brought wide-ranging and disruptive change to a vast range of industries.

More transactions and interactions are taking place digitally, and the importance of ensuring compliance in communications has risen.