Tag: Onboarding

Policies and procedures are often underestimated, yet they are critical for building an audit-ready tax compliance programme.

The Financial Conduct Authority (FCA) has put anti-money laundering (AML) failures firmly in its sights as part of its five-year strategy plan for 2025–2030....

Saphyre, an AI-driven software platform transforming operational workflows in finance, has secured $70m in growth equity from FTV Capital.

As compliance demands increase and regulations continue to tighten, financial institutions are under pressure to rethink their client lifecycle management processes. The traditional ‘one-size-fits-all’...

KYC Portal, a RegTech firm specialising in automating compliance workflows, is addressing one of the financial sector’s biggest compliance risks — fragmented client data — with its golden record solution for client lifecycle management (CLM).

The pressure on financial institutions to modernise client lifecycle management (CLM) is intensifying as regulatory complexity grows and clients expect seamless onboarding and servicing.

A first impression is arguably one of the most important. This can shape how someone perceives another person and can be difficult to change. However, these first impressions are equally important for a new customer of a wealth manager.

As insurers face growing pressure to meet rising customer expectations, the rush to adopt generative AI (GenAI) tools is putting accuracy at risk, according to M-Files.

Onboarding is no longer just a gateway to customer acquisition—it’s a critical reflection of a company’s values and operational efficiency. Customers and vendors now...

PIMFA WealthTech, the innovation arm of the Personal Investment Management & Financial Advice Association (PIMFA), has partnered with Morningstar to launch a new AI-focused Tech Sprint, aimed at solving key operational challenges in the wealth management sector.