Tag: Securities and Futures Commission
SFC warns brokers over mainland investor due diligence
Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular to licensed securities brokers after a review...
Hong Kong investment firm selects MCO for enhanced compliance management
A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations.
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