Tag: U.S. Commodity Futures Trading Commission (CFTC)

The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?

The U.S. Commodity Futures Trading Commission (CFTC) has emphasised the need for whistleblowers to step forward with a new reward.

A trader at a global investment bank is accused of deceitfully manipulating a deal between a bond issuer and the investment bank he was working at.

Two men may have to pay a $2.3m fine from the U.S. Commodity Futures Trading Commission (CFTC), which is accusing them of fraud and for violating registration and commodity pool operator requirements.

Eyal Alper from New York has been charged with fraud and for allegedly misappropriating funds.

Fabio Bretas de Freitas, CEO of Phy Capital Investments, the investment management firm, has been ordered to pay up $17.2m for essentially running a Ponzi scheme.

A top US regulator is accusing the Circle Society and its owner David Gilbert Saffron of fraudulent solicitation, misappropriation and registration violations.