Tag: UBS Financial Services
UBS hit with $8m CFTC fine over AML monitoring gaps
UBS Financial Services has been ordered by the Commodity Futures Trading Commission to pay an $8m civil monetary penalty over failures to properly supervise...
18 FinTech funding rounds you missed last week
Despite coronavirus fears, the last week saw a number of FinTech companies raise money.
Investment solution iCapital Network raises $146m in funding round
iCapital Network, which is helping boost connectivity in the alternative investing market, has raised $146m in its new funding round.
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