Tag: UK regulation

Wealth firms rethink Consumer Duty compliance

Consumer Duty has moved decisively beyond its implementation phase and into a period defined by scrutiny and substance. For UK wealth and retirement firms,...

What the FCA’s Enforcement Watch means for regulated firms

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

UK asset management rules in focus: what to expect in 2026

The UK asset management regulatory framework continued to develop during 2025 as post-Brexit reforms progressed from policy design into implementation. Regulatory changes across disclosure, governance, sustainability, market infrastructure and emerging asset classes have affected both UK and international asset managers operating in the market.

Why digital asset firms must get serious about compliance in 2026

Crypto is increasingly being treated like a mainstream asset class, and with that shift comes a tougher, more formal approach to regulatory compliance. According to...

FCA proposes major £100m reporting overhaul

The FCA has set out proposals that could save firms more than £100m each year by reducing and simplifying transaction reporting obligations. The regulator...

UK to tighten company ID checks under ECCT

Companies House is set to introduce a major overhaul of the UK’s incorporation process, with new identity verification rules coming into force on 18...

Could the FCA be waving goodbye to Consumer Duty?

The UK’s Financial Conduct Authority (FCA) appears to be signalling a significant shift in its regulatory stance, potentially moving away from the relatively new...

Basel 3.1: Turning compliance into strategy

Over the past decade, financial institutions have faced an unrelenting wave of new regulatory requirements. With Basel 3.1 on the horizon, firms are being called...

Financial crime rules shift from volume to impact

The UK’s approach to financial crime regulation is undergoing a fundamental shift in 2025, moving away from a reactive, volume-driven compliance model towards one...

Are you EMIR-ready? Key changes coming in December

As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...

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