MiFID II

MAP FinTech outlines best execution monitoring compliance importance

European RegTech leader MAP FinTech has underlined how RegTech companies can remain compliant with best execution obligations going forward.

Introducing the Global RegTech Buyer’s Guide 2021 to help financial firm pick the right...

Picking the right RegTech company to invest in is difficult. Luckily, the Global RegTech Buyer's Guide 2021 has just been launched to help make it easier to make the right choice.

How will Brexit affect wealth management regulations?

Brexit could change the realities of wealth management and how WealthTech companies can navigate the new realities is something Zaliia Gindullina, head of business development at Kidbrooke, discussed in a recent podcast.

The 38 FinTech funding rounds raised last week highlight the success of payments companies...

While the payments industry has reason to celebrate, last week also proved a boon for 38 FinTech companies closing investment rounds. The FinTech industry returned...

Latin America and teen-focused FinTech services are coming of age as the industry closes...

Last week’s 32 FinTech rounds highlight how Latin America is exploding with new activity, how open banking has nudged closer to being fully adopted across Europe and the rising popularity of teen-focused ventures.

Firms paid $10.4bn in fines over the last year for breaking money laundering, privacy...

The total volume of fines levied against firms for breaking money laundering, data privacy, MiFID and know your customer rules jumped by 141% and amounted to $10.4bn in total so far this year.

FCA warns firms to be ready for Brexit being completed on New Year’s Day

A City watchdog has warned firms that the Brexit transition period will be over in less than a month's time as the government is still working on a last-minute deal with the EU.

FCA responds to ESMA assessment of financial trade reporting post-Brexit

The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.

FCA updates its handbook for a post-Brexit UK market

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

News Stories

Hamachi.ai patents AI system to protect client data

Hamachi.ai patents AI system to protect client data

Hamachi.ai, a California-based WealthTech company focused on AI for regulated financial services, has secured a US patent for technology designed to protect sensitive client...
Parafin expands embedded finance with Tekion partnership

Parafin expands embedded finance with Tekion partnership

Parafin, an embedded finance company, has partnered with Tekion to bring flexible B2B financing directly into the automotive technology provider's dealer platform. The partnership will...

Ripple Treasury closes the gap on ungoverned AI agents

Ripple, the blockchain-based payments and digital asset infrastructure provider, has expanded GSmart, the treasury-native artificial intelligence engine embedded within Ripple Treasury, adding a wider...

Saldo Bank teams up with finperks on cashback push

finperks, the Berlin-based API infrastructure provider for the global prepaid market, and Saldo Bank, a Finnish retail bank, have entered into a partnership that...
Acrisure bets on Palantir to reshape insurance workflows

More than $4.5bn raised across 18 FinTech deals

FinTech companies and technology firms raised more than $4.5bn across 18 funding deals this week, led by Mistral's record €3bn raise and a series...

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