MiFID II

The EU's Alternative Investment Fund Managers Directive (AIFMD) is up for review and the European Securities and Markets Authority (ESMA) has now issued an open letter about the key areas that may need some attention.

The Bank of Ireland has been fined €1.66m ($1.95m) by the Central Bank of Ireland for misleading the institution about a security breach back in 2014.

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

Regulators around the world have issued emergency measures to safeguard the economy from the coronavirus fallout. But what can RegTechs learn from it?

UK RegTech MirrorWeb has beaten the odds by being among the fewer than 2% of applicants to have been selected for the Microsoft ScaleUp programme.

The European Securities and Markets Authority (ESMA) has offered some clarification on the Market in Financial Instruments Directive and Regulation (MiFID II).

The EU's Securities Markets regulator has called upon listed issuers to clearly outline in their half-yearly financial reports what implications COVID-19 has had on their businesses.

COVID-19 has forced a lot of regulators to take special measures to stabilise the market, but some are now removing those restrictions.

Open banking startup Tink has integrated its software into Nordea’s mobile banking app to deliver a personalised financial overview for the bank’s customers in Sweden, Norway, Finland and Denmark.

The coronavirus has put extra pressure on businesses to ensure they remain compliant in these trying times. That's why Theta Lake is trying to help.