Communications Monitoring

The California Department of Business Oversight (DBO) has denied point-of-sale (POS) lender Sezzle to offer loans after finding it engaged with illegal unlicensed lending.

Social media has become an integral part of most businesses, with financial institutions using it to greatly engage with customers.

As 2019 comes to an end, RegTech Analyst asked two RegTech leaders about where they think the sector is going in 2020.

RegTech100 company Theta Lake’s latest video explains how it has integrated with Zoom to boost video conference recording and compliance.

Men run the Australian RegTech industry. A whooping 67% of the companies only have male leaders, according to new research from the Australian RegTech Association.

RegTech startup Theta Lake has written a new whitepaper named 5 Compliance Steps for Video Conference Recording in Financial Services.

Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.

The U.S. Commodity Futures Trading Commission (CFTC) has fined Goldman Sachs $1m for failing to make and keep certain audio recordings as needed for compliance under swap dealer regulations.

This list identifies the world’s most promising enterprises developing solutions to solve financial services firms and other businesses’ risk management, compliance and cybersecurity concerns.

Australia’s lawmakers have launched a select committee to see how the emerging RegTech community is doing. We checked in with industry stakeholders to see...