The hidden compliance bill of outdated voice recording systems
Financial organisations clinging to ageing voice recording infrastructure may believe inaction is the safe option — but independent research published in 2026 suggests the...
EU AI Act: Three obligations reshaping comms surveillance
For anyone working in surveillance, records or risk at an EU-regulated financial services organisation, the past few months have brought a familiar mix of...
FCA conduct rules 2026: what compliance leaders need
On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...
The last-mile problem in AI security explained
Artificial intelligence is fundamentally reshaping how organisations operate. Businesses across every sector are racing to deploy AI tools in pursuit of greater productivity, efficiency...
Nine-figure raises dominate in powerful Q1 for RegTech deals
The first quarter of 2026 has proven to be a very strong period for RegTech funding raises, with close to $3bn raised across the...
FCA targets AI governance and off-channel messaging
February 2026 marked a notable shift in how the Financial Conduct Authority (FCA) communicates with regulated firms.
According to Theta Lake, rather than issuing...
Why AI is changing how SaaS products are designed
The rapid development of artificial intelligence is beginning to reshape how software products are built and used. Tasks that once required navigating dashboards, applying...
Digital communications governance: AI in action
Artificial intelligence has moved well beyond buzzword status in financial services. It is now embedded in the day-to-day processes firms use to manage, monitor...
Closing the gap: Theta Lake’s reconciliation tools
Regulatory compliance in financial services is built on a single, non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense patchwork...
Navigating compliance risks in AI-powered workplace chat
The growing use of AI-powered chat within unified communications and collaboration platforms has delivered significant operational benefits for businesses, but it has also introduced...
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