Communications Monitoring

Theta Lake and Verint has partnered to provide financial and trading organisations with extended capabilities to help avoid the legal and reputational consequences of misconduct, data loss and security issues.

In an age where more people are online than ever before, the need to offer a strong and efficient digital customer experience is vital. How is RegTech playing a part in this?

Theta Lake, a pioneer in Digital Communications Governance (DCG) & Compliance, has announced a host of new product innovations which are designed to address evolving customer needs.

Fashion and sneaker trading platform StockX could face some legal issues down the road after initially telling users to reset passwords due to “system updates” and later revealing it was due to a hack attack.

From: RegTech Analyst Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral,...

More than nine months into the coronavirus pandemic, different segments of the RegTech industry has been responding to the crisis in various ways.

While Covid-19 continues to haunt us, the FinTech industry continues to rake in millions of dollars. Neobanks and cybersecurity companies were the top-scoring sectors to raise investment among the 42 rounds that FinTech Global reported on last week.

The UK government recently conducted a consultation on the introduction of a common digital identity framework. However, recent research conducted by RegTech firm PassFort has found a lack of understanding among respondents as to what the framework is and what it means for them.

Theta Lake, a leader in collaboration compliance and security solutions, has partnered with visual collaboration platform Mural.

Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.