Compliance

4CRisk

CUBE acquires 4CRisk to boost AI compliance

CUBE, a global provider of Automated Regulatory Intelligence (ARI) and RCM solutions, has acquired 4CRisk.ai, a RegTech specialising in agentic AI-powered compliance and risk...
MRLO

How the MLRO became a financial crime architect

The role of the MRLO has expanded far beyond its traditional remit. Once largely associated with regulatory filings, annual financial crime risk assessments and...
Buying a compliance platform is often treated as the finish line for MGAs. Demos are watched, pricing tables debated, and contracts signed, with the assumption that compliance will somehow become “handled”. Months later, however, many teams find themselves still emailing spreadsheets to carriers, manually checking licences and ignoring dashboards that once looked impressive in a sales pitch. This guide explores why that happens — and how MGAs can avoid it.

Why MGA compliance tools fail and how to make them work

Buying a compliance platform is often treated as the finish line for MGAs. Demos are watched, pricing tables debated, and contracts signed, with the...
Sphinx, a RegTech company developing browser-native compliance agents for financial institutions, has raised $7.1m in seed funding as it looks to scale its technology across banks and FinTechs.

Sphinx secures $7.1m to expand global compliance agents

Sphinx, a RegTech company developing browser-native compliance agents for financial institutions, has raised $7.1m in seed funding as it looks to scale its technology...
AI

AI-powered complaints management for compliance

AI is rapidly reshaping how organisations manage customer complaints, turning what was once a reactive administrative function into a strategic pillar of compliance and...
CRS 2.0 and the Crypto-Asset Reporting Framework (CARF) were introduced to modernise global tax transparency after shortcomings emerged in the original Common Reporting Standard more than a decade ago. As both frameworks move into active application in 2026, their real impact on financial institutions is becoming increasingly visible. A clear pattern is emerging across the market, separating firms that treated the updates as compliance-only exercises from those that recognised them as enterprise-wide transformations.

How CRS 2.0 is reshaping tax compliance in 2026

CRS 2.0 and the Crypto-Asset Reporting Framework (CARF) were introduced to modernise global tax transparency after shortcomings emerged in the original Common Reporting Standard...
CFTC

CFTC updates no-action relief on payment stablecoins

The Commodity Futures Trading Commission (CFTC) has reissued CFTC Staff Letter 25-40, introducing a targeted but significant update to the definition of a “payment...
FCA

What the FCA’s Enforcement Watch means for regulated firms

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...
RegTech

Why compliance culture matters more than automation

In compliance, technology may shape outcomes, but culture ultimately determines how those outcomes unfold. The compliance function has historically relied on labour-intensive, manual processes,...
compliance

Why one-size-fits-all mobile compliance no longer works

Mobile communications have become one of the most difficult areas of modern communications compliance. As regulatory enforcement around off-channel messaging continues to intensify, firms...

News Stories

FinTech sector continues to hum along with 22 deals recorded this week

Just over $500m - $544m – was raised this week in the FinTech sector, spread across a healthy 22 deals recorded by FinTech Global.  This...

Covr appoints Ryan Bivins as head of sales

Covr Financial Technologies has appointed Ryan Bivins as head of sales, bolstering its leadership team as the business scales its national distribution platform and...
Hexure launches first digital NIGO resubmission workflow

Hexure launches first digital NIGO resubmission workflow

Hexure, a leader in AI-powered sales automation for insurance and financial services, has launched what it says is the first fully digital, end-to-end workflow...
compliance

Why 99% AI accuracy can mislead compliance

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...

Willis and Belfry partner to simplify security insurance

Willis, a WTW business, has partnered with physical security software platform Belfry and InsurTech firm Kayna to launch a digital insurance programme tailored for...

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