Compliance

Europe’s new anti-money laundering authority has finalised its customer due diligence rulebook, shifting the focus for financial institutions from collecting extensive customer data to...

A payment can pass through every routine check and still present a serious financial crime risk. A beneficiary name may resemble a sanctioned individual,...

Wealth management firms face growing pressure to expand social media access for financial advisers while maintaining effective compliance oversight, as new research highlights the...

Investment firms risk losing momentum around new product launches as lengthy marketing approval processes delay the distribution of promotional material, according to Red Oak,...

Financial crime is evolving at speed, and artificial intelligence is once again the driving force. Fraudsters are using AI to build ever more convincing...

Brickwood Asset Management, an independent UK value equities investment firm, has selected FinScan, the anti-money laundering (AML) compliance business of Innovative Systems, to continuously...

Investment firms risk losing valuable product launch momentum when compliance reviews take days or weeks to clear, according to Red Oak, a provider of...

Outsourcing tax operations has not removed regulatory responsibility for asset and wealth managers, with TAINA Technology warning that limited oversight of external providers could...

Digital hawala is creating new challenges for financial institutions seeking to detect money laundering and terrorist financing, according to analysis from financial crime technology...

As financial institutions deploy AI to interact directly with customers, proving that these systems deliver appropriate outcomes is becoming a growing compliance challenge. Aveni...