Compliance Management

The European Banking Authority (EBA) has initiated a public consultation regarding its draft Regulatory Technical Standards (RTS) focused on the criteria for identifying hedging instruments that mitigate residual risk.

The European Securities and Markets Authority (ESMA), the regulator and supervisor for the EU's financial markets, is currently on the lookout for new members to join its Securities Markets Stakeholder Group (SMSG).

Muinmos, a vanguard in the RegTech sector, recently announced the promotion of Jesus Sanchez to Chief Product Officer.

Duco, the leading SaaS provider of AI-powered data automation, has recently completed the strategic acquisition of Metamaze, a fast-emerging name in the unstructured data ingestion and Intelligent Document Processing (IDP) space.

docStribute, a trailblazing RegTech firm based in London, has successfully completed a pre-Series A funding round.

Apiax, a trailblazer in embedded compliance solutions, has today announced the launch of its innovative AI Policy Assistant.

Tookitaki serves leading financial institutions in Asia, the Middle East, Africa, and the Americas, offering a robust defence against financial crime.

LightBeam.ai, a trailblazer in zero trust data protection, has raised $17.8m in an oversubscribed Series A funding round.

In an industry-wide call to action, several prominent associations have voiced their concerns over the potential consequences of the current draft text of Recital 34 in the Anti-Money Laundering (AML) Regulation.

The European Supervisory Authorities (EBA, EIOPA, and ESMA – the ESAs) have released a comprehensive report, shedding light on the direct provision of financial services by BigTech companies in the EU.