Compliance Management

Compliance Management

FCA urged to better regulate philanthropy advice

FCA urged to better regulate philanthropy advice

The Law Family Commission on Civil Society has called for the UK’s Financial Conduct Authority (FCA) to make philanthropy advice training mandatory for financial advisors.
Eventus explores if pre-hedging is market manipulation

Eventus explores if pre-hedging is market manipulation

ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation.
Why integrity matters for a vendor

Why integrity matters for a vendor

With a market aflush with CLM solutions, the best way to stand out from the crowd is through integrity, RegTech platform iMeta Technology argues.
RegTech Quantexa opens office in Malaga Tech Park

RegTech Quantexa opens office in Malaga Tech Park

Quantexa, a developer of contextual decision intelligence (DI) solutions, has opened its new technology and analytics hub in Malaga Tech Park, Spain.
Iceland's Arion Bank implements Lucinity to fight money laundering

Iceland’s Arion Bank implements Lucinity to fight money laundering

Icelandic bank Arion Bank will implement the software of RegTech platform Lucinity to bolster its defences against money laundering.
EMTECH secures $4m for its financial inclusion mission

EMTECH secures $4m for its financial inclusion mission

EMTECH, which is on a mission to drive financial inclusion around the world, has reportedly raised $4m in funding.

Privy raises $48m for digital trust in Indonesia

Privy, a provider of digital trust in Indonesia, has bagged $48m for its Series C funding round, which was led by private equity giant KKR.
Island bags $60m for its enterprise browser

Island bags $60m for its enterprise browser

Island, which has built an enterprise browser that boosts online security and compliance, has closed a $60m extension to its Series B round.
ION extends its cleared derivatives product suite

ION extends its cleared derivatives product suite

ION, which develops a plethora of financial software to transform workflows, has expanded its cleared derivatives offering.
Sigma Ratings launches ongoing KYB and KYC tool

Sigma Ratings launches ongoing KYB and KYC tool

Sigma Ratings, a developer of automated relationship risk management, has released its ongoing KYB and KYC monitoring solution.

News Stories

Pylon nets $8.5m to bring mortgage tools to non-lenders

Pylon nets $8.5m to bring mortgage tools to non-lenders

Pylon is a startup that is helping lenders and FinTechs embed end-to-end mortgage tools, and it has reportedly raised $8.5m in its seed round.
5-questions-to-ask-during-compliance-budget-building

5 questions to ask during compliance budget building

As companies start preparing for 2023, budgets are often a major talking point. Red Oak Compliance has outlined the five questions companies need to be asking when building the compliance budget.
law

Law enforcers link in global money laundering crackdown

Law enforcement from 25 countries have linked to crack down on money mules and their recruiters.
Intuit acquires SeedFi to bolster Credit Karma solution

Intuit acquires SeedFi to bolster Credit Karma solution

Intuit, a developer of multiple leading FinTech services, has acquired SeedFi, which is the partner behind Credit Karma’s Credit Builder solution.
secjur

German compliance firm secjur lands €5.5m

secjur, a Hamburg-based provider of an AI-powered compliance automation platform, has scored €5.5m in seed financing.

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