The Law Family Commission on Civil Society has called for the UK’s Financial Conduct Authority (FCA) to make philanthropy advice training mandatory for financial advisors.
ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation.
With a market aflush with CLM solutions, the best way to stand out from the crowd is through integrity, RegTech platform iMeta Technology argues.
Quantexa, a developer of contextual decision intelligence (DI) solutions, has opened its new technology and analytics hub in Malaga Tech Park, Spain.
Icelandic bank Arion Bank will implement the software of RegTech platform Lucinity to bolster its defences against money laundering.
EMTECH, which is on a mission to drive financial inclusion around the world, has reportedly raised $4m in funding.
Privy, a provider of digital trust in Indonesia, has bagged $48m for its Series C funding round, which was led by private equity giant KKR.
Island, which has built an enterprise browser that boosts online security and compliance, has closed a $60m extension to its Series B round.
ION, which develops a plethora of financial software to transform workflows, has expanded its cleared derivatives offering.
Sigma Ratings, a developer of automated relationship risk management, has released its ongoing KYB and KYC monitoring solution.