Compliance Management

As deadlines for implementing EMIR reporting changes near for the EU (set for April 29, 2024) and the UK (scheduled for September 30, 2024), grasping the nuances of these revised requirements becomes paramount.

The Markets in Crypto-Assets Regulation (MiCA) is setting a precedent, crafting a well-structured framework for regulating crypto-assets throughout the European Union (EU) which are not yet encased by current financial services legislations. 

In an exemplary move to uplift the "social" component within the Environmental, Social, and Governance (ESG) framework, the Canadian Parliament, in May 2023, passed Bill S-211.

DataVisor, renowned as the globe's top AI-driven fraud and risk platform, has stepped into the spotlight once again. In a bid to dramatically boost the...

Soho Square, a UK-based investment firm specialising in supporting and financing thriving UK and European SMEs, has announced its strategic minority growth investment in Assured Data Protection.

In September 2023, the Financial Conduct Authority (FCA) provided fresh guidance about how to treat Politically Exposed Persons (PEPs). In response to this, businesses under regulation might find it beneficial to revisit their existing PEPs screening systems. This not only ensures alignment with the new directive but also makes certain that the screening process remains both effective and efficient.

Thomson Reuters, a global content and technology company, has introduced ONESOURCE E-Invoicing, a centralised platform aimed at simplifying electronic invoicing compliance for multinational businesses.

In today’s digitally-dominated era, the benefits of swift and easy electronic transactions have become deeply ingrained in our daily activities. The simplicity of online shopping, card payments at dining outlets, and instant stock trading via our mobile devices epitomises modern financial convenience.

A pivotal discussion ensued last week as Aiviq gathered industry captains from 12 global asset management firms, encompassing Designated Persons from Irish Management Companies (ManCos), at The Westin, Dublin.

The UK Government is diving headfirst into a comprehensive review of all regulators within its jurisdiction. Their goal? To eliminate unnecessary bureaucratic obstacles, making the most of the liberties afforded post-Brexit.