Compliance Management

EU regulatory updates to strengthen liquidity management in investment funds

EU regulatory updates to strengthen liquidity management in investment funds

The European Securities and Markets Authority (ESMA), a pivotal regulator and supervisor within the EU, has launched a public consultation on draft guidelines and technical standards pertaining to the revised Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for Collective Investment in Transferable Securities (UCITS) Directive.
EBA issues new guidelines to enforce travel rule

EBA issues new guidelines to enforce travel rule

The European Banking Authority (EBA) today announced the introduction of new Guidelines concerning the 'travel rule' for fund and crypto asset transfers.
HCLTech unveils AI-driven solutions for real-time event intelligence in IT

HCLTech unveils AI-driven solutions for real-time event intelligence in IT

HCLTech, through its DRYiCE solution, has launched its latest product, IntelliOps Event Management (HCL IEM), which promises to revolutionize IT operations with its AI-powered...
Norm Ai secures $27m Series A to revolutionise RegTech with AI

Norm Ai secures $27m Series A to revolutionise RegTech with AI

Norm Ai, an emerging leader in the RegTech arena, has successfully completed a significant Series A fundraising initiative, amassing $27m.
How the UAE's exit from the FATF grey list boosts international business

How the UAE’s exit from the FATF grey list boosts international business

The United Arab Emirates (UAE) has made significant strides in its anti-money laundering (AML) and combating the financing of terrorism (CFT) frameworks.
Treasury Prime and FS Vector team up to enhance BaaS compliance

Treasury Prime & FS Vector Partner

Treasury Prime, a leading embedded banking software company, and FS Vector, a regulatory advisory firm, have announced a strategic partnership.
How Qkvin is helping financial institutions tackle the 5 major financial crime challengesvideo

Qkvin Tackles Financial Crime

FinTech Global recently spoke to RegTech firm Qkvin to explore what the five major challenges financial institutions face with financial crime and how Qkvin can resolve them.
How Custodia's SOC 2 Type II and ISO 27001 certifications enhance data security

Custodia Enhances Data Security

The imperative nature of data security and regulatory compliance in regulated industries cannot be overstated. For organisations handling sensitive information, the pursuit of robust security measures and compliance with stringent standards is non-negotiable.
PIMFA advocates for delay in SDR rules due to implementation challenges

PIMFA Advocates SDR Rules Delay

The trade association for wealth management, investment services, and financial advice, PIMFA, has urged the Financial Conduct Authority (FCA) to postpone the introduction of Sustainability Disclosure Requirements (SDR) for portfolio management by a year. 
Ohalo secures £2.8m from YFM Equity Partners to expand data intelligence tech

Ohalo Expands with £2.8M Investment

Ohalo, a London-based company specialising in unstructured data intelligence, has announced a new injection of £2.8m in growth capital from YFM Equity Partners.

News Stories

SMS

Overcoming SMS compliance hurdles with 1Global and Theta Lake integration

In the current digital age, SMS has become a vital communication tool, especially within the financial services sector where the need for timely and secure messaging is paramount. Yet, the regulatory framework that governs SMS communications is both complex and stringent.
The decision of whether to build or buy pricing software is a critical one for banks and lenders, often sparking intense debate within organisations. With the banking industry’s growing reliance on technology, the question of developing software in-house or purchasing off-the-shelf solutions from vendors has never been more pertinent. Earnix, a global provider of intelligent insurance and banking operations, explores the key considerations for financial institutions facing this dilemma.

Should banks build or buy pricing software?

The decision of whether to build or buy pricing software is a critical one for banks and lenders, often sparking intense debate within organisations. With the banking industry’s growing reliance on technology, the question of developing software in-house or purchasing off-the-shelf solutions from vendors has never been more pertinent. Earnix, a global provider of intelligent insurance and banking operations, explores the key considerations for financial institutions facing this dilemma.

Financial Reporting Council initiates dialogue on UK’s digital reporting

The FRC, in collaboration with a cross-regulatory group including the FCA, Companies House, HMRC, and the Charity Commission for England and Wales, has unveiled...
In the ever-evolving banking landscape, customer engagement is key to building trust, loyalty, and long-term relationships. Health insurer dacadoo lists the top 10 strategies banks can implement to enhance customer engagement. From personalised experiences to predictive analytics, these strategies will help banks differentiate themselves from competitors and foster growth.

The top 10 customer engagement strategies for banks

In the ever-evolving banking landscape, customer engagement is key to building trust, loyalty, and long-term relationships. Health insurer dacadoo lists the top 10 strategies...
When planning a trip, you might think you're saving money by skipping travel insurance, but have you really considered the potential costs of not having it? From unexpected medical expenses to lost luggage, travelling without insurance can quickly turn your dream vacation or crucial business trip into a financial and emotional nightmare. Air Doctor, the must-have travel companion, opens up on why travel insurance is a necessity.

How travel insurance and Air Doctor can save your trip from disaster

When planning a trip, you might think you're saving money by skipping travel insurance, but have you really considered the potential costs of not having it? From unexpected medical expenses to lost luggage, travelling without insurance can quickly turn your dream vacation or crucial business trip into a financial and emotional nightmare. Air Doctor, the must-have travel companion, opens up on why travel insurance is a necessity.

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