Compliance Management

Governance, risk and compliance SaaS solution Diligent has partnered with capital markets communications platform Q4 to provide pre-IPO and public companies with IR and board governance solutions.

The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment...

The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.

The Monetary Authority of Singapore (MAS) has launched Project Guardian, a collaborative initiative with the financial industry aimed at exploring the economic potential and value-add of asset tokenisation.

With the number of children using digital services increasing by the year, the need for greater online financial protections is increasing considerably.

Regulatory reporting firm Point Nine has partnered with fellow RegTech firm b.fine, providing it with capabilities to enhance trade and transaction reporting.

Singaporean FinTech platform Dedoco has raised $3m in a funding round to support its global expansion efforts.

Sentinels, a transaction monitoring and client risk management platform, has been selected by Netherlands-based neobank Brand New Day to scale its anti-money laundering (AML) controls.

The global value of biometrically authenticated remote mobile payments are expected to reach $1.2trn by 2027, rising from $332bn in 2022, according to new findings from Juniper Research.

LogRock, a compliance solution for the trucking sector, has closed a seed funding round on $3.5m.