Compliance Management

Institutional investors are spending an average of $1.3m annually to collect, analyse and report climate data to inform their investment decisions, according to a study from ERM.

The US Securities and Exchange Commission (SEC) has proposed changes to rules and reporting around environmental, social, and governance (ESG) investment practices.

The UK Financial Conduct Authority has published a paper on potential reforms on how companies list in the UK, with the aim to attract more ?high quality, growth companies and give investors greater opportunities.?

With a huge chunk of the global workforce now working through a remote or hybrid working model, new challenges are arising for firms to maintain effective supervision.

The UK Financial Conduct Authority has new powers over the UK largest banks and building societies to ensure cash withdrawal and deposit facilities are available to communities across the country.

Tech-powered law firm and compliance provider Zeidler Group has launched a Sustainable Finance Disclosure Regulation (SFDR) disclosures tool and European ESG Template (EET) solution...

One of the biggest change agents of the pandemic has been the move en-masse to remote working. While some companies are now returning to the office, the hybrid working schedule looks set to continue.

Rencore, which fosters governance of cloud collaborations, has picked up $4m in its Series A funding round, which was led by Capnamic.

GIST, which offers impact data and analytics, has received a strategic investment from global wealth management firm FNZ.

Red Oak Compliance, which automates the licensing and registration process, has helped a client reduce the potential for human error in processes.