Compliance Management

Uncapped, a provider of funding to e-commerce businesses, has selected AiPrise as its partner for KYB checks in the US, with lien checks included. Under...

Financial crime compliance (FCC) teams face a problem that headcount alone can no longer solve. Alert volumes keep rising, investigations sprawl across disconnected systems,...

Almost every regulated financial firm now operates a speak-up channel, yet far fewer have built a culture in which employees actually feel able to...

A common objection in compliance circles goes like this: why pay for regulatory intelligence when the regulator publishes everything online for free? It is...

The Financial Conduct Authority (FCA), the UK’s financial services regulator, has urged AI providers to place clear disclaimers on financial content produced by their...

For decades, 4:00pm has given compliance teams a clean dividing line. Pre-clearance approvals lapse at the close, blackout periods start or finish, restricted-list updates...

Outsourcing tax operations has not removed regulatory responsibility for asset and wealth managers, with TAINA Technology warning that limited oversight of external providers could...

Seismic, a company focused on go-to-market performance, has broadened its offering for banks, wealth managers and insurers with a new compliance product, upgraded social...

CoComply, a UK RegTech scale-up focused on external workforce compliance, has secured £1.9m to speed up product development and expand its presence both at...

Digital hawala is creating new challenges for financial institutions seeking to detect money laundering and terrorist financing, according to analysis from financial crime technology...