Compliance Management

Bank of England and MIT partner for CBDC research

The Bank of England has teamed up with the Massachusetts Institute of Technology (MIT) for a 12-month research project around central bank digital currency (CBDC).

ESMA slaps Regis-TR with $186,000 fine

The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.

Trustero reels in $8m after emerging from stealth

Trustero, a startup offering a compliance-as-a-service solution, has snared $8m from a seed funding round after a period of stealth.

Sensitive data protection service TokenEx nets $100m

Cloud tokenisation provider TokenEx has raised $100m for its Series B funding round, which was led by K1 Investment Management.

Theta Lake lands $50m for modern compliance security solutions

Theta Lake, a provider of communications security and compliance solutions, has raised $50m in Series B funding led by Battery Ventures.

ESG FinTech Climate X bags ?6.3m in funding

Climate X, a London-based climate risk analytics provider, has closed a ?6.3m seed funding round as it plans to expand its product suite.

Securities regulators consult on concerns over retail trading surge

The International Organization of Securities Commissions (IOSCO) has published a consultation paper identifying several concerns over the surge in retail trading.

Bank of England urges crypto firms to ensure sanctions enforcement

The Bank of England has called on crypto companies to make sure sanctions are enforced in light on the continuing conflict between Russia and Ukraine.

How investment advisers can adapt their compliance program for crypto

As cryptocurrencies continue to grow in volume and popularity, many investment advisors are being required to stand up and take note.

International data privacy software WCKD RZR collects angel funding

WCKD RZR, a new startup positioned at eradicating the myriad of international data privacy, management and cost issues for multi-national businesses, has scored $1.2m from angel investors.

News Stories

Almost $1bn raised across all FinTech funding rounds this week

Up to $998m was raised across all the funding rounds reported on by FinTech Global this week, slightly missing out on hitting $1bn. The biggest...
How Theta Lake is revolutionising compliance search with unified search, discovery, and replay

How Theta Lake is revolutionising compliance search with unified search, discovery, and replay

Responding to governance events such as audits, investigations, and e-discovery has become increasingly complex with the adoption of unified communications and collaboration (UCC) technologies.
Pouch Insurance unleashes multilingual AI tool

Pouch Insurance unleashes multilingual AI tool

Pouch Insurance, leveraging the capabilities of the INSTANDA no-code insurance platform, has introduced a pioneering AI assistant named 'Goodie'.
Athena Secures AU$25m Series B to transform home ownership in Australia

Athena Secures AU$25m Series B to transform home ownership in Australia

Athena, a fintech company, has successfully secured AU$25m in a Series B funding round.
Lendistry secures $5m from City National Bank to empower underserved California entrepreneurs

Lendistry secures $5m from City National Bank to empower underserved California entrepreneurs

City National Bank, a major financial institution, has announced a strategic $5m impact investment in Lendistry, a minority-led fintech firm.

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